Exploring Market Abuse Surveillance Measures by the UK FCA

Friday, 12 July 2024, 19:56

The Financial Conduct Authority (FCA) in the UK shares key observations on market abuse surveillance practices. It emphasizes the importance of implementing robust systems to detect and report potential market abuse. The post discusses both good and poor practices, providing valuable insights for firms striving to ensure compliance with the UK Market Abuse Regulation (UK MAR). In conclusion, the FCA's guidance serves as a crucial resource for enhancing market integrity and maintaining regulatory compliance.
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Exploring Market Abuse Surveillance Measures by the UK FCA

Market Abuse Surveillance by the UK FCA

The Financial Conduct Authority (FCA) in the UK offers insights on best and worst practices in market abuse surveillance.

Key Observations:

  • Effective Systems: Importance of robust systems for detecting potential market abuse
  • Compliance with UK MAR: Requirements for identifying and reporting instances of market abuse
  • Good vs. Poor Practices: Contrasting examples for firms to consider

In summary, the UK FCA's guidance on market abuse surveillance underlines the significance of vigilance and adherence to regulatory standards.


This article was prepared using information from open sources in accordance with the principles of Ethical Policy. The editorial team is not responsible for absolute accuracy, as it relies on data from the sources referenced.


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