Exploring Market Abuse Surveillance Measures by the UK FCA
Friday, 12 July 2024, 19:56
Market Abuse Surveillance by the UK FCA
The Financial Conduct Authority (FCA) in the UK offers insights on best and worst practices in market abuse surveillance.
Key Observations:
- Effective Systems: Importance of robust systems for detecting potential market abuse
- Compliance with UK MAR: Requirements for identifying and reporting instances of market abuse
- Good vs. Poor Practices: Contrasting examples for firms to consider
In summary, the UK FCA's guidance on market abuse surveillance underlines the significance of vigilance and adherence to regulatory standards.
This article was prepared using information from open sources in accordance with the principles of Ethical Policy. The editorial team is not responsible for absolute accuracy, as it relies on data from the sources referenced.