Finma's Enforcement Measures Against Mirabaud Bank for Geldwäscherei

Tuesday, 17 September 2024, 01:54

Finma has imposed enforcement measures on Mirabaud Bank due to severe geldwäscherei violations. Robert Brockman's involvement in steuerhinterziehung has amplified scrutiny on the bank's compliance. The regulatory fallout points to significant shifts in corporate governance and internal controls at Mirabaud.
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Finma's Enforcement Measures Against Mirabaud Bank for Geldwäscherei

Finma's Enforcement Action

In a decisive move, Finma has tightened its grip on Mirabaud Bank, citing severe violations related to geldwäscherei. This intervention is particularly noteworthy in the context of Robert Brockman's alleged steuerhinterziehung, which has drawn heightened regulatory attention.

Impact on Corporate Governance

The enforcement measures force a re-evaluation of Mirabaud's internal controls and corporate governance frameworks. The bank is mandated to implement comprehensive changes to avoid future infractions.

  • Increased scrutiny on compliance protocols
  • Mandatory updates to governance structures
  • Monitoring progress by Finma

Conclusion of Regulatory Focus

This incident underscores the regulatory landscape in financial services, particularly concerning compliance with anti-money laundering laws.


This article was prepared using information from open sources in accordance with the principles of Ethical Policy. The editorial team is not responsible for absolute accuracy, as it relies on data from the sources referenced.


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